SEC Services

Compliance work for public companies

Small public companies can find themselves in a difficult situation. The markets and the technical nature of the work cause them to lean toward a large firm. Yet at their current size, few large firms will take them seriously.

A trend that’s past its prime

Some thought to get their compliance work done right, they had to turn to a huge firm. We saw major players become overloaded with work, and others failing to stand true to the professionalism and reliability we had expected. 

Rose, Snyder & Jacobs has defined a new niche. We applied our partners’ large firm experience to the kind of processes, ethics and business structure that can be more strictly controlled in a smaller environment. We meet deadlines, turn things around quickly and keep a constant watch on the quality of the work we do and the people who do it.

Our current client portfolio includes more than 10 publicly traded companies, and we have assisted them with initial public offerings, reverse mergers and other SEC filings.

Never letting ego shut the door to an open mind

In a technical field, big egos can block the pursuit of new information. Today, the audit guidelines and requirements are changing more rapidly and more substantially than at any previous time in history. Are the players handling your work really keeping up? We constantly educate and reeducate our partners.